Huatai
Senior project manager in COO office to work on the execution of their growth strategy and related initiatives, in order to continue the growth momentum of the company, expand their footprint in the region, and further enhance their platform in Hong Kong. Taking on project management and cross-departmental coordination role in a number of key initiatives which include regional expansion, new business buildout, process reengineering and enhancement. Maintaining network and connectivity with relevant parties in the marketplace to keep finger on the pulse on industry/market development especially related to Fintech.
Bank of America
Asia compliance deputy tech team lead overseeing regulatory disclosure, trade surveillance and other country compliance IT works. Leading business Analyst of SILAS (Disclosure of Interest, Short position reporting), IREQS (Issuer request), GTOP (Takeover panel), which are all global strategic platforms processing huge amount of positions and transactions. Covering 10+ countries in the whole Asia Pacific region. Working closely with the EMEA and US scrum teams to ensure successful releases in an agile manner.
BNP Paribas
Business Analyst of structured product pricing system (iPrice), a front office sponsored system for sales and traders. Covering a range of products including accumulator, twin win cert, phoenix, ELN, FCN etc in the panasia markets. Working closely with the team in Paris and ensure successful releases in an agile manner.
Morgan Stanley
Supervised HK and TK Disclosure of Interest team and development administration for GDM and EME systems. Involved in new market setups in China and Indonesia.
Implemented complex rules for regulatory reports on various product types including equity derivatives and structured products. Worked with Operations and Compliance users.
Stabilized cash reporting system through timely support and execution of system risk controls.
Oversaw generic data management tool created in Silverlight and WCF, ensuring data integrity and audit trail.
Administered reconciliation engine developed by team utilized by applications in production for reconciliation reports.
Managed timely delivery of valuation reports for various structure products. Developed offshore operation tool for settlement handling in Australia.
Prepared regulatory reports for new Taiwan Foreign Security Business License application.
Dealt with over 200 applications supporting Operation users in Asia-Pacific regions.
Instrumental in development work of India SEBI Reporting System.